Job Description:

The Role

The Registered Principal associate (RP) reviews outbound communication and marketing materials to ensure compliance with applicable laws, rules and regulations and Fidelity policies. The RP is responsible for executing timely review and identification of any non-compliant materials and consulting with compliance and content owners to ensure complaint communications are distributed to customers.

The Expertise and Skills You Bring

• Series 7, 63, 24 required

• 4-year college degree preferred

• Directly related experience including communications, marketing or compliance experience preferred

• Knowledge of ERISA, IRS/DOL, FINRA and SEC regulations, plan design, communication and operational procedures

• Strong ability to understand and communicate sophisticated regulatory requirements

• Effective communicator who is skilled at interactions with employees at all levels

• Ability to multi-task and prioritize work according to changing deliverables

• Ability to identify potential risks and issues and use good judgement to raise concerns

• High level of personal integrity and professionalism

The Team

We support Fidelity's 401k plan sponsors in the creation and distribution of Fidelity's participant programs and delivery of communication and education. You will work internally with key business partners like Communications Consultants, Communications Project Managers, Marketing, and Compliance to ensure all distributed communications comply with applicable laws, rules and regulations and Fidelity policies.

Certifications:

Category:

Fidelity's hybrid working model blends the best of both onsite and offsite work experiences. Working onsite is important for our business strategy and our culture. We also value the benefits that working offsite offers associates. Most hybrid roles require associates to work onsite every other week (all business days, M-F) in a Fidelity office.